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Our compliance tools come in. We’ve split the content into three sections: A business and risk management. Explore our comprehensive compliance manual template, a guide for understanding, developing and. Compliance policies and procedures template. Use our convenient compliance tools to help your firm meet regulatory requirements. Welcome to our template risk and compliance office manual. Your compliance manual is the centerpiece of your compliance program and plays a critical role in helping enhance and enforce. Hbw advisory services llc (hereinafter the company) has adopted the following policies and procedures (compliance. Developing a policy template is very important, particularly because it will prevent missing any. Download this compliance manual template design in word, google docs, pdf format.